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Certificate of analysis (revision 4)

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Certificate of analysis
Topic infobox · conventions

A certificate of analysis is a document issued with a consignment of material, reporting the results of specified tests carried out on a specified lot. In regulated pharmaceutical supply it is the record by which a quality unit releases material against a written specification, and it is retained as part of the batch record.[1] Outside that framework — which is where all material labelled for research use only sits — no obligation to issue one exists, no format is prescribed, and no authority audits what is written on it.

The document's evidential standing follows from who issues it. A certificate is a claim by its issuer about material it is selling. That is not a criticism: a claim made in writing, against a named lot, by an identifiable party, is a substantially stronger thing than no claim at all, and it is checkable in ways a verbal assurance is not. It is simply not the same as an independent measurement, and the two are frequently conflated.[2]

Fields and what each establishes

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A certificate that is useful for anything carries at least seven fields. Each of them answers a question that cannot be answered from any of the others.

FieldAnswersComment
Product identityWhat the material is claimed to beShould give a name a reader can look up, not a catalogue code alone
Lot identifierWhich material this document describesMust match the vial label; see Lot traceability
Test performedWhat was measured"Purity" alone is not a test; a method makes it one
MethodHow it was measuredWithout this, two results cannot be compared
SpecificationWhat the result was measured againstA result with no specification is a number, not a release decision
ResultWhat was foundShould carry its units and its significant figures honestly
Release date and signatoryWhen and by whom the lot was releasedA signature records release, not verification

References

  1. ^ United States Pharmacopeia, General Chapter <1503>, "Quality Attributes of Synthetic Peptide Drug Substances" (informational). USP–NF, current revision. Describes the determinations that together characterise a synthetic peptide, and why purity alone does not.
  2. ^ ISO/IEC 17025:2017, General requirements for the competence of testing and calibration laboratories. International Organization for Standardization. The standard against which a testing laboratory's competence is assessed; self-description is not assessment against it.